Suitability Profiling

Suitability Profiling Questionnaire

Note: ( * mark represent the mandatory field. )


Applicant Name:*					Plz tick:*	New profiling:(First Time Invester)	Re-profiling:(Existing Investor)
Date of profiling:					Client Pan:*


Applicant Name:*
Plz tick:*	New profiling:(First Time Invester) Re-profiling:(Existing Investor)
Date of profiling:
Client Pan:*

Is the Applicant Minor ( Age < 18):* Yes: No:

Guardian Name:

Relationship:

In case of minor applicant (Suitability profiling of the guardian)

This suitability profiling questionnaire is designed to understand your investment objective and preferences basis your personal needs. The suggested asset allocations contained herein depend on subjective factors such as risk tolerance, time horizon and financial situation and are therefore only general guidelines for your investment portfolio. Your investment profiling shall remain valid unless there is a significant change in your financial situation, investment objective, or risk appetite. However, Re-assessment may be conducted (a) upon your request, (b) upon identification of any material change in your profile, or (c) periodically as deemed necessary.

Identifying your suitability profile

Suitability Profile Change Request Declaration and Signature

I understand that my current suitability profile score has been determined based on my responses to the suitability profiling questionnaire. However, I hereby acknowledge and confirm that, notwithstanding the outcome of the assessment based on the scoring method, I wish to modify my assessed profile to the selected option below. I fully understand and accept the associated investment risks.

Conservative:

Balanced:

Moderate - Growth:

High Growth:

Conservative:

Balanced:

Moderate - Growth:

High Growth:

Customer Signature

103.165.119.104

Name:

Date:

Place:

Next

Vete Associates MFD Private Limited (ARN-102669)

AMFI Registered Mutual Fund Distributor

B-100, Rutu Business Park, Near Brindavan Soc. Bus stop, Majiwade, Thane (W), 400 601.

INVESTOR DECLARATION

I/We, the undersigned, hereby acknowledge and confirm the following:

I/We am/are aware that mutual fund investments are subject to market risks as outlined in the Key Information Memorandum/Scheme Information Document.
I/We am/are aware that the returns from mutual fund investments are not assured and that the AMFI/NISM registered mutual fund distributor has not indicated to me/us any amount of assured return.
The AMFI/NISM registered mutual fund distributor has disclosed all relevant information (including commissions) as required under SEBI Circular No. SEBI/IMD/CIR No.4/168230/09 dated 30 June 2009.
I/We am/are aware that with effect from 1 February 2021, under all schemes closing NAV of the day when fund is available for utilization shall be applicable for purchase of mutual fund units (including for systematic transactions registered prior to 1 February 2021) irrespective of scheme category or investment amount as per SEBI Circular No SEBI/HO/IMD/DF2/CIR/P/2020/253.
I/We am/are aware that in case of an investment in an Equity Linked Savings Scheme (‘ELSS’) and in certain specified “Retirement Oriented” funds, the income tax benefit under Section 80C of the Income Tax Act, 1961, is limited to the extent of Rs. 1.50 lakhs per annum and scheme has a lock-in period of three years.
I/We am/are aware that the Retirement solution oriented schemes usually come with a lock-in period of five years or till retirement, whichever is earlier as per SEBI Master Circular No. SEBI/HO/IMD/DF2/CIR/P/2020/156 dated 24 August 2020.
I/We am/are aware that the investment for children oriented schemes usually come with a lock-in period of five years or till the child attains majority, whichever is earlier as per SEBI Master Circular No. SEBI/HO/IMD/DF2/CIR/P/2020/156 dated 24 August 2020.
The transaction(s) carried out by me/us whether in physical form(s) or vide the NSE NMF II platform is/are “Execution Only” as per SEBI Circular No. CIR/IMD/DF/13/2011 dated 22 August 2011.
On such “Execution Only” transaction(s), I am not being levied any kind of Transaction Charge(s), as explained vide SEBI Circular No. CIR/IMD/DF/13/2011 dated 22 August 2011, by the AMFI/NISM registered mutual fund distributor.
On such “Execution Only” transaction(s), I am not being charged any kind of Advisory Fee(s), as explained vide SEBI Circular No. SEBI/IMD/CIR No.4/168230/09 dated 30 June 2009, by the AMFI/NISM registered mutual fund distributor.
I/We am/are aware that, on such “Execution Only” transaction(s), the AMFI/NISM registered mutual fund distributor would be compensated by the concerned Asset Management Company in line with the disclosed commission rate(s).
As I/we have not disclosed my/our complete portfolio asset allocation, financial and/or taxation details, the AMFI/NISM registered mutual fund distributor (including his/her sales personnel) has not acted in the capacity of an “Advisor” as explained vide SEBI Circular No. CIR/IMD/DF/13/2011 dated 22 August 2011; and on this “Execution Only” transaction, it is my/our responsibility to determine the appropriateness / inappropriateness of the same in light of the provisions of SEBI Circular No. CIR/IMD/DF/13/2011 dated 22 August 2011.
I/We hereby agree and understand that the decision to invest in a particular mutual fund scheme is purely based on my/our own assessment and analysis of the said scheme and that the AMFI/NISM registered mutual fund distributor has not offered any investment advice nor influenced the investment decision in any manner. I/We also am/are aware, that the Suitability Profile assessment is based on current circumstances and can be altered in the system, after discussions between me/us and the Mutual Fund Distributor.
This investor confirmation/declaration tantamounts to a written communication made by the AMFI/NISM registered mutual fund distributor to me/us as required under provisions of SEBI Circular No. CIR/IMD/DF/13/2011 dated 22 August 2011.
I/We understand that this investor confirmation/declaration is a mandatory requirement under the provisions of SEBI Circular No. CIR/IMD/DF/13/2011 dated 22 August 2011 and AMFI Circular No. 135/ BP/ 37/2012-13 dated 28 March 2013.